Regulators are putting increased pressure on financial services firms to proactively carry out forensic testing and trading analytics to identify atypical activity and market manipulation.


  • Rule-based monitoring system with configurable levels of severity.
  • Control where alerts are visible and who's seeing them.
  • Generate alerts on individual symbols or by sector, geography and market cap.

surveillance rules

corporate action and auditing

Cross Trades & Corporate Actions

  • Expose potential cross trades without sufficient delay between order entries.
  • Monitor corporate actions (M&A, Secondaries) for trading activity five days prior.
  • Audit support captures compliance workflow.

Restricted Trading List

  • Maintain and monitor activity in restricted trading list.
  • Display custom list to each trader using rules based list.

restricted trading alerts and trader list